Welcome to the 10/15/2018 List

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SECTION I - SHELL BROKER DEALERS FOR SALE
Clean Broker Dealers being sold WITHOUT production: Shells. Prices in Section I are NOT negotiable & do not include Capital. All listed prices are "FIRM". These prices include finding the seller, assisting in the due diligence, providing simple purchase agreement, etc.


S-7006 VIRGIN BD!!! Private Placements NON-TRADED REITS and 25 BROKERS!
P.O.A.
VIRGIN BD (5K Net Cap) established in 2016.😱😱😱 Registered in 1 states. Approved for Broker or Dealer selling: Private Placements of securities (PLA), Broker or Dealer selling tax shelters or limited partnerships in primary distributions (TAP), and Broker or Dealer selling tax shelters or limited partnerships in the secondary market (TAS) and Broker or Dealer selling DPPS (NON-TRADED REITS and BDCS) Approved for 20 Offices and 25 Brokers. THIS IS A VIRGIN BD HAVING NEVER TRANSACTED ANY BUSINESS! Principal may stay through transition and Train, License, Supervise and Commence Business Now. NO DOWN TIME!
   
S-7005 SELLING OF EB-5 INVESTMENTS!!! PERFECT FOR THE "FAMILY OFFICE"
P.O.A.
VIRGIN BD (5K Net Cap) established in 2009.😱😱😱 Registered in 1 states. Approved for Broker or Dealer selling: EB-5 INVESTMENTS, Private Placements of securities (PLA), Broker or Dealer selling tax shelters or limited partnerships in primary distributions (TAP), and Broker or Dealer selling tax shelters or limited partnerships in the secondary market (TAS), Approved for 2 Offices and 5 Brokers. THIS IS A VIRGIN BD HAVING NEVER TRANSACTED ANY BUSINESS! Principal may stay through transition and Train, License, Supervise and Commence Business Now. NO DOWN TIME!
   
S-7004 VIRGIN INVESTMENT BANKING!
P.O.A.
VIRGIN BD (5K Net Cap) established in 2011.🍒🍒🍒 Registered in 5 states. Approved for Broker or Dealer selling: Private Placements of securities (PLA), Investment Banking Advisory, Selling Group Participant on Best Efforts Basis, Broker selling interests in unregistered private investment funds. Approved for 3 Office and 10 Brokers. THIS IS A VIRGIN BD HAVING NEVER TRANSACTED ANY BUSINESS! Perfect BD for a new Crowd Funding venture. Principal may stay through transition and Train, License, Supervise and Commence Business Now. NO DOWN TIME!
   
S-7003 (5K Net Cap) ESTABLISHED IN 1959 !!!
P.O.A.
(5K Net Cap) established in 1959. Registered in 2 state. Approved for Broker or dealer selling variable life or insurance or annuities (VLA) and Mutual fund retailer (MFR). This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. This is a three (3) digit CRD numbered firm! There are not too many of this vintage still around today.
   
S-7002 VIRGIN BD ESTABLISHED IN 2009!!!
P.O.A.
VIRGIN BD (5K Net Cap) established in 2009.😱😱😱 Registered in 3 states. Approved for Broker or Dealer selling: Private Placements of securities (PLA) and Mergers & Acquisitions (M&A). Approved for 2 Office and 5 Brokers. THIS IS A VIRGIN BD HAVING NEVER TRANSACTED ANY BUSINESS! Perfect BD for a new Crowd Funding venture. Principal may stay through transition and Train, License, Supervise and Commence Business Now. NO DOWN TIME!
   
S-7001 INSTITUTIONAL RESEARCH
$135,000.00
(5K Net Cap) established in 2009 as an LLP. Registered in 3 states. Approved for Broker or dealer retailing corporate equity securities over-the-counter (BDR), Writing Research Reports, Soft Dollar Activities, Broker or dealer selling corporate debt securities (BDD), and U.S. government securities broker (GSB); 1 office and 23 Brokers; Zero Disclosures; 2 Top-Notch Clearing Firms. (Possibility of future business to be directed to new owner.) GREAT OPPORTUNITY ALL AROUND!
   
S-7000 INSTITUTIONAL
$130,000.00
(250K Net Cap) established in 2011 as a LLC. Registered in 3 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Mutual fund retailer & ETFs (MFR), Put and call B/D and Option writer (PCB), Non-exchange member arranging for transactions in listed securities by exchange member (NEX), Broker of Foreign Securities and ADR’s, Referral Fees and Commission sharing. 1 office and 10 Brokers. Zero Disclosures! Top-Notch Clearing Firm. Principal & Fin-op willing to stay on with new owner. TURN KEY INSTITUTIONAL FIRM!
   
S-6998 Prop Trading
$130,000.00
(100K Net Cap) established in 1993. Registered in 12 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Non-exchange member arranging for transactions in listed securities by exchange member (NEX), Mutual fund retailer (MFR) and Trading securities for own account (TRA). Principal will stay through transition.
   
S-6997 Don't See What You're Looking For?
P.O.A.
Due to the strong demand for Shells. Most of the new Shell listings we receive, do not even make it on the web. We have a wish list for any buyer. All it takes is a call. Call us with your requirements. 800-454-0629
   
S-6996 (5K Net Cap) established in 2006. PP and M&A
$75,000.00
(5K Net Cap) established in 2006. Registered in 3 states. Approved for Broker or Dealer selling: Private Placements of securities (PLA) and Mergers & Acquisitions (M&A). Approved for 1 Office and 6 Brokers. This BD holds a two principal waiver. THIS IS COMPLETELY CLEAN. Perfect BD for a new Crowd Funding venture. Principal will stay through transition and Train, License, Supervise and Commence Business Now. NO DOWN TIME!
   
S-6995 SELF-CLEARING **FULL SERVICE**
P.O.A.
500K Net Cap), THIS IS A SELF-CLEARING FULL SERVICE FIRM AND HAS BEEN SELF-CLEARING FOR 50+ YEARS. This firm is a once in a lifetime opportunity! SQUEAKY CLEAN. New application and Approval Process for self-clearing can take up to 24+ Months. Principal will stay through Approval Process. NO DOWN TIME. Price upon request.
   
S-6994 VIRGIN BD (5K Net Cap) Established in 2011.
$90,000.00
VIRGIN BD (5K Net Cap) established in 2011. Registered in 2 states. Approved for Broker or Dealer selling: Private Placements of securities (PLA) and Mergers & Acquisitions (M&A). Approved for 1 Office and 5 Brokers. This BD holds a two principal waiver. THIS IS A VIRGIN BD HAVING NEVER TRANSACTED ANY BUSINESS! Perfect BD for a new Crowd Funding venture. Principal will stay through transition and Train, License, Supervise and Commence Business Now. NO DOWN TIME!
   
S-6993 Northeast BD (5K Net Cap) Established in 2006.
$80,000.00
Northeast BD (5K Net Cap) Established in 2006. Registered in 1 state. Approved for Private Placement of securities (PLA), Mergers & Acquisitions (M&A) as well as corporate advisory services. 1 Branch Office. CRD shows this firm to be COMPLETELY CLEAN.
   
S-6992 Northeast BD (100K Net Cap) Incorporated in 1991.
$175,000.00
Northeast BD (100K Net Cap) Incorporated in 1991. Registered in 8 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), U.S. government securities broker (GSB), U.S. government securities dealer (GSD), Municipal securities broker (MSB), Municipal securities dealer (MSD) and Broker or Dealer selling corporate debt securities (BDD). Principal & Finop willing to stay on with new owner. TURNKEY TRADING FIRM.
   
S-6991 North Central BD (50K Net Cap) Established in 1997.
$105,000.00
North Central BD (50K Net Cap) Established in 1997. Registered in 19 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), U.S. government securities broker (GSB), Municipal securities dealer (MSD), Trading securities for own account (TRA), Broker or dealer selling variable life or insurance or annuities (VLA), Non-exchange member arranging for transactions in listed securities by exchange member (NEX). CRD shows this firm to be COMPLETELY CLEAN. This BD has never had any Regulatory Issues or Complaints, EVER. Top-Notch Clearing Firm.
   
S-6990 North Central BD (5K Net Cap) Incorporated in 1993.
$80,000.00
North Central BD (5K Net Cap) Incorporated in 1993. Registered in 11 states. Approved to Provide Hedge Fund Managers with introductions to accredited and institutional investors and to Participate in Best Efforts offering of direct participation programs.
   
S-6989 Northeast BD (5K Net Cap) Established in 1983, Incorporated in 1990.
$85,000.00
Northeast BD (5K Net Cap) Established in 1983, Incorporated in 1990. Registered in 8 states. Approved for Broker or Dealer oil or gas interests (OGI), Broker or Dealer selling tax shelters or limited partnerships in primary distributions (TAP), Mergers & acquisitions (M&A). Principal will stay through transition. CRD shows this firm to be Completely Clean.
   
S-6988 Dealer selling corporate debt securities
$80,000.00
Pacific Southwest BD (5K Net Cap) Incorporated in 1998. Registered in 1 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual Fund Retailer (MFR), U.S. Government Securities Broker (GSB), Municipal Securities Broker (MSB), Broker or Dealer Selling Variable Life Insurance or Annuities (VLA), and Put and Call Broker or Dealer or Option Writer (PCB). Principal will stay through transition. CRD shows this firm to be Completely Clean.
   
S-6987 North Central BD (50K Net Cap) Incorporated in 1980.
$75,000.00
North Central BD (50K Net Cap) Incorporated in 1980. Registered in 1 state. Approved for Broker or Dealer selling corporate debt securities (BDD), Mutual Fund Retailer (MFR), U.S. Government Securities Broker (GSB), Municipal Securities Broker (MSB), Investment Advisory Services (IAD), and Non-exchange Member arranging for transactions in listed Securities by Exchange Member (NEX). Principal will stay through transition. CRD shows this firm to be Completely Clean. “For 31 Years”.
   
S-6986 Southeast BD (5K Net Cap) Incorporated in 1997.
$60,000.00
Southeast BD (5K Net Cap) Incorporated in 1997. Registered in 1 state. Approved to Operate as a Broker selling FDIC Insured Deposit Products and Private Placement of Securities (PLA). Principal will stay through transition, possible longer. CRD shows this firm to be Completely Clean.
   
S-6985 (5K Net Cap) established in 2001.
$55,000.00
(5K Net Cap) established in 2001. Registered in 10 states. Approved for Private Placements (PLA). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6983 (5K Net Cap) established in 1987.
$65,000.00
(5K Net Cap) established in 1987. Registered in 1 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Mutual fund retailer (MFR), Municipal securities broker (MSB) and Investment advisory services (IAD). This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. View Membership Agreement
   
S-6965 (5K Net Cap) established in 1999.
$55,000.00
(5K Net Cap) established in 1999. Registered in 1 state. Approved for Equity derivatives and Referral Fee's. This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6961 (5K Net Cap) established in 1994.
$105,000.00
(5K Net Cap) established in 1994. Registered in 3 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA), Underwriter or selling group participant (corporate securities other than mutual funds) (USG), Private Placement of securities (PLA) and Marketing and sales through the internet including the acceptance of customer orders via the clearing firms internet website, direct sales, telephonic marketing and the preparation of research reports. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6955 (5K Net Cap) established in 1970.
$70,000.00
(5K Net Cap) established in 1970. Registered in 10 states. Approved for Broker or dealer selling variable life or insurance or annuities (VLA), Mutual fund retailer (MFR), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), and Privte Placement of securities (PLA). This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6954 (5K Net Cap) established in 2003.
$70,000.00
(5K Net Cap) established in 2003. Registered in 1 state. Approved for Broker or dealer selling variable life or insurance or annuities (VLA), Mutual fund retailer (MFR), Broker or dealer selling tax shelters or limited partnerships in primary distributions (TAP), Private Placement of securities (PLA), and Receive Commissions from the referral of customers to other broker dealers for capital sourcing and fully disclosed business needs This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6949 (5K Net Cap) established in 1989.
$65,000.00
(5K Net Cap) established in 1989. Registered in 1 state. Approved for Broker or dealer selling variable life or insurance or annuities (VLA) and Mutual fund retailer (MFR). This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6943 (5K Net Cap) established in 2001.
$70,000.00
(5K Net Cap) established in 2001. Registered in 7 states. Approved for Private Placement of Securities (PLA) and Mergers & Acquisitions.. This firm holds a two principal waiver. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition and will also stay on longer for the right buyer. Offered at $70,000.00
   
S-6940 (5K Net Cap) established in 2007.
$65,000.00
5K Net Cap) established in 2007. Registered in 1 state. Approved for Private Placement of Securities (PLA).. This firm is approved for 3 persons. CRD shows this firm to be COMPLETELY CLEAN. BRAND NEW, This is a VIRGIN BD having never transacted any business. Principal will stay through transition.
   
S-6938 (5K Net Cap) established in 2005.
$65,000.00
(5K Net Cap) established in 2005. Registered in 1 state. Approved for Engage solely in the introduction of Institutional and Accredited Investors to Hedge Funds. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6937 (5K Net Cap) established in 2005.
$75,000.00
(5K Net Cap) established in 2005. Registered in 1 state. Approved for Private Placement of Securities (PLA). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6936 (5K Net Cap) established in 1992.
$75,000.00
(5K Net Cap) established in 1992. Registered in 8 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Non-exchange member arranging for transactions in listed securities by exchange member (NEX), U.S. government securities broker (GSB), U.S. government securities dealer (GSD), Municipal securities broker (MSB), Municipal Securities Dealer (MSD), Broker or dealer selling interests in mortgages or other receivables (MRI) and Broker or Dealer selling no-load money market funds. Principal will stay through transition.
   
S-6935 (5K Net Cap) established in 1999.
$70,000.00
(5K Net Cap) established in 1999. Registered in 2 states. Approved for Mutual fund retailer (MFR), Broker or dealer selling variable life or insurance or annuities (VLA). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6934 (5K Net Cap) established in 1979.
$85,000.00
(5K Net Cap) established in 1979. Registered in 4 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Put and call broker or dealer or option writer (PCB), Mutual fund retailer (MFR), U.S. government securities broker (GSB), Municipal securities broker (MSB) and Non-exchange member arranging for transactions in listed securities by exchange member (NEX). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6933 (5K Net Cap) established in 2009.
$65,000.00
(5K Net Cap) established in 2009. Registered in 1 state. Approved for Private Placement of Securities (PLA). CRD shows this firm to be COMPLETELY CLEAN. This is a VIRGIN BD having never transacted any business. Principal will stay through transition.
   
S-6932 (5K Net Cap) established in 1997.
$55,000.00
(5K Net Cap) established in 1997. Registered in 2 states. Approved for Mutual fund retailer (MFR) and Broker or dealer selling variable life or insurance or annuities (VLA). This firm holds a two principal waiver as well as an exemption from the requirement to qualify a FINOP. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6931 (100K Net Cap) established in 1996.
$105,000.00
(100K Net Cap) established in 1996. Registered in 1 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Non-exchange member arranging for transactions in listed securities by exchange member (NEX), Mutual fund retailer (MFR) and Trading securities for own account (TRA). Principal will stay through transition.
   
S-6930 (5K Net Cap) established in 2007.
$85,000.00
(5K Net Cap) established in 2007. Registered in 1 state. Approved for Private Placement of Securities (PLA), Mergers & Acquisitions (M&A) and Maintain Institutional and accredited Customer Base. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6929 (5K Net Cap) established in 1994.
$85,000.00
(5K Net Cap) established in 1994. Registered in 12 states. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Broker or Dealer selling corporate debt securities (BDD), Private Placement of Securities (PLA), Put and call broker or dealer or option writer (PCB), Mutual fund retailer (MFR), Investment advisory services (IAD), U.S. government securities broker (GSB) and Municipal securities broker (MSB). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6928 (50K Net Cap) established in 1985.
$65,000.00
(50K Net Cap) established in 1985. Registered in 4 states. Approved for Broker or Dealer selling corporate debt securities (BDD), Broker or dealer selling variable life or insurance or annuities (VLA), Mutual fund retailer (MFR),U.S. government securities broker (GSB), Municipal securities broker (MSB) and Non-exchange member arranging for transactions in listed securities by exchange member (NEX). CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition.
   
S-6927 (5K Net Cap) established in 03.
$135,000.00
(5K Net Cap) established in 2003. Registered in 1 state. Approved for Broker or Dealer retailing corporate equity securities over-the-counter (BDR), Investment advisory services (IAD) and PRODUCING AND DISTRIBUTING RESEARCH FOR ITS INSTITUTIONAL CLIENTS. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition and train buyers.
   
S-6926 (5K Net Cap) established in 2000.
$65,000.00
Registered in 2 states. Approved for Acting as an outbound router facility broker dealer in equities and options for the International Securities Exchange, Inc., Effect trades with the street to flatten its error account. All executions are to be effected by the firms clearing brokers. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Also approved for the International Securities Exchange.
   
S-6925 (5K Net Cap) established in 2006.
$65,000.00
(5K Net Cap) established in 2006. Registered in 2 states. Approved for Private Placement of Securities (PLA) and Mergers & Acquisitions (M&A). CRD shows this firm to be COMPLETELY CLEAN, HAVING DONE NO BUSINESS AT ALL. Principal will stay through transition.
   
S-6924 (5K Net Cap) established in 2009.
$170,000.00
(5K Net Cap) established in 2009. Registered in 3 states. Approved for Online Trading, Stocks and Options. Offer a web-based trading platform, which enables customers to participate in online trading of corporate equity securities and options trading or writing and Provide a "social" network for investors to share trading information. This is a Virgin BD. CRD shows this firm to be COMPLETELY CLEAN. Principal will stay through transition. Offered at Offered at $170,000.00
   
       
Shells Producing RIA/Sales Private