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SECTION IV - Private List


4002 Institutional House
$14,000,000.00
Institutional House, +/- 11MM 90% Stocks and 10% Bonds.
   
4000 Independent Broker Dealer.
$10,000,000.00
Independent Broker Dealer. Revenues +/- 10MM. Squeaky Clean. +/- 50 Reps.
   
       
Shells Producing RIA/Sales Private